Legal documents
Disclosure library
TAPP Engine Securities, LLC.
- Account Terms and ConditionsCustomer Identification Program DisclosureDay Trading Risk Disclosure StatementElectronic Delivery of Trade and E-Signature DisclosureExtended Hours Trading Risk DisclosureForm CRSFractional Shares DisclosureMargin Risk DisclosureMarket Volatility DisclosureOptions Trading Risk DisclosurePenny Stock Risk DisclosureStock Locate Agreement
TAPP Engine Advisors, LLC
- RQD* Clearing Disclosures & Rule 606 Reporting
SEC Rule 606 requires broker-dealers to disclose how they route customer orders. RQD Clearing’s reports provide transparency on order handling and execution venues.
- Velocity Clearing Disclosure
Velocity Clearing provides regulatory disclosures to ensure transparency in its brokerage and clearing services. These include important compliance, execution, and order handling information.
