Careers / Finance & Compliance
Compliance Officer
Ensure that all company operations meet regulatory standards and internal policies. Develop and implement robust compliance frameworks that mitigate risk and safeguard our operations.
- Department
- Compliance
- Location
- Remote
- Department
- Full-Time
Key Responsibilities
- Monitor and enforce adherence to industry regulations.
- Conduct internal audits and risk assessments.
- Develop training programs and compliance documentation.
Qualifications
- Extensive experience in regulatory compliance, preferably within financial services.
- In-depth knowledge of FINRA, SEC, and other relevant regulatory bodies.
- Excellent organizational and communication skills.
